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Research Article - (2019) Volume 9, Issue 1

Alteration of Red Nucleus Microstructure in Depressive Bipolar II Disorder and Unipolar Depression: A Diffusion Kurtosis and Perfusion Imaging Study

Corresponding Authors:
Huang Li
Medical Imaging Center, First Affiliated Hospital of Jinan University, Guangzhou 510630, China
Tel:
+86 20 38688989
Fax:
+86 20 85228523

Ying Wang
Clinical Experimental Center, First Affiliated Hospital of Jinan University, Guangzhou 510630, China
Tel:
+86 20 38688071
Fax: +86 20 85228523

Abstract

Introduction

The red nucleus is an important node of the prefrontal-thalamic-cerebellar circuit, which is related to both cognitive and affective functions. However, the structural and functional changes of the red nucleus in depressive bipolar II disorder (BD-II) or unipolar depression (UD) have rarely been studied.

Methods

Thirty-five patients with depressive BD-II, 29 patients with UD, and 40 healthy controls underwent diffusion kurtosis imaging (DKI) and three-dimensional arterial spin labeling (3D ASL). Region-of-interest analysis was performed to measure the mean kurtosis (MK), axial kurtosis (Ka), radial kurtosis (Kr), fractional anisotropy (FA), mean diffusivity (MD), axial diffusivity (Da), radial diffusivity (Dr), and cerebral blood flow (CBF) in the red nucleus. Multivariate analysis of variance (MANOVA) with Bonferroni pairwise comparison tests was performed to compare the DKI parameters and CBF values of the ROIs among patients with depressive BD-II, patients with UD, and HCs, in the left and right red nucleus respectively; Pearson correlation coefficients were then used to assess whether the clinical variables for the patients correlated with their measured DKI or 3D ASL parameters.

Results

Compared with controls, patients with UD exhibited significantly decreased MK and Kr in the left red nucleus; patients with depressive BD-II exhibited significantly decreased MK in the right red nucleus. No significant changes were found in the remaining DKI/3D ASL parameters, and no significant correlations were revealed between the DKI/3D ASL parameters and clinical variables in patients with either depressive BD-II or UD.

Conclusion

The present study suggests that microstructural impairment exists in the red nucleus in patients with depressive BD-II and patients with UD, which may provide new insights into the underlying neurobiological mechanisms of the two disorders.

Keywords

Bipolar disorder, Brain imaging/neuroimaging, Depression, Functional MRI, Mood disorders

Introduction

Bipolar disorder (BD) and unipolar depression (UD) are among the leading causes of disability worldwide, reducing the number of healthy functioning years in individuals who have these illnesses [1-3]. Although BD is characterized by alternating episodes of mania (BD-I)/hypomania (depressive BD-II) and depression, the depressive episodes are the most common mood manifestation of the illness. Therefore, depressive BD-II is often misdiagnosed as major depressive disorder or recurrent UD when characterized only according to depressive symptoms, leading to inadequate treatment, huge medical costs, and poor clinical outcomes [4]. Therefore, differences and similarities in the depressive states within BD and UD remain a focus of continuous research interest [5]. Accumulating evidence suggests widespread structural and functional brain abnormalities are present in patients with BD and patients with UD [6]. However, few neuroimaging studies [7-9] directly comparing the two disorders have been published.

Despite compelling evidence that suggests a variety of neurobiological abnormalities in BD and UD, the precise nature of the pathogenesis underlying the two disorders remains elusive. Previous studies have suggested involvement of the prefrontal-thalamic-cerebellar circuit, which is related to both cognitive and affective functions in schizophrenia [10-12]. Neuroimaging studies indicate similar structural and functional brain abnormalities are present in schizophrenia and BD [13-15]. Nevertheless, minimal attention has been given to the prefrontal-thalamiccerebellar circuit in BD or UD. An important node of this circuit is the red nucleus [16], which is a deep gray matter structure with a highly complicated microstructural composition [17] consisting of densely packed cells and small myelinated axons [18]. It is mainly implicated in motor coordination and movement control; however, its involvement in higher cognitive and affective functions, such as the processing of emotional salience [19], initiation of emotions [20], anticipation of rewards [21], and processing of socio-emotional scenes [22], has also been proposed. Notably, reduced anisotropy has been reported in the superior cerebellar peduncles that project towards the red nucleus, in diffusion tensor imaging (DTI) studies of patients with schizophrenia [23]. A case report revealed secondary mania in a patient with a solitary red nucleus infarct who had no history of psychiatric disorders [24]. Further, during the brain resting state, the red nucleus displayed strong functional coherence with associative prefrontal, orbitofrontal, insular, temporal, and parietal cortices, as well as the thalamus and cerebellum [19]; all of these are important brain regions that are closely related to cognitive and affective functions in BD and UD [8,25-28]. However, no structural or functional neuroimaging studies have investigated changes in the red nucleus in BD or UD patients.

Recently, a relatively new diffusion imaging technique, diffusion kurtosis imaging (DKI), has been introduced and is increasingly being used in human brain studies. Unlike conventional DTI, which is limited to Gaussian diffusion [29,30] DKI characterizes non-Gaussian water diffusion behavior in neural tissues, measures the e xtent of diffusion displacement probability distribution departure from a Gaussian form, and is useful in assessing intravoxel diffusional heterogeneity, which is regarded as a sensitive indicator of tissue microstructural integrity. DKI can provide additional information (beyond that obtained via DTI) that reflects the microstructure of the brain [29,31,32]. In contrast to DTI, DKI is not limited to anisotropic environments, thus permitting the characterization of the microstructural integrity of both gray and white matter, even in the presence of crossing fibers [29]. This sensitivity to gray matter may enhance examination of the microstructural integrity of the red nucleus. Since the introduction of DKI by Jensen et al. [33], it has shown promising preliminary results for several brain diseases, including temporal lobe epilepsy [34], Parkinson disease [35], normal aging1 [7,36], Alzheimer’s disease [37,38], attention-deficit hyperactivity disorder [39], and schizophrenia [40]. However, few studies related to BD and UD have used DKI to evaluate the microstructural integrity of red nucleus.

Several studies [8,41,42] also reported impairment of perfusion in BD or UD and demonstrated that the alteration of cerebral blood flow (CBF) might involve in the neuropathogenesis of the two disorders. The three dimensional arterial spin labeling (3D ASL) perfusion is a noninvasive MR imaging technique for quantitative measuring of tissue perfusion, which uses magnetically labeled arterial blood water protons as an endogenous tracer [43,44]. However, Few studies uses this technique to discuss the perfusion changes of these disorders [45,46]. Our previous crosssectional study [8,47] shows preliminary results uses 3D ASL in cerebellum and basal ganglia in the two disorders.

In the present study, we aimed to investigate putative abnormalities of the red nucleus in depressive BD-II and UD via DKI and 3D ASL. We hypothesized that both depressive BD-II and UD would exhibit microstructural or perfusional abnormalities in the red nucleus, based on previous studies [16,19,23,24]. This study was novel in that it revealed the microstructural integrity of the red nucleus in both disorders, which may help to further elucidate the similarities and differences between depressive BD-II and UD.

Material and Methods

▪ Subjects

Thirty-five patients with depressive BD-II and 29 patients with UD (aged 18–55 years) were recruited from the inpatient unit of the psychiatry department, the First Affiliated Hospital of Jinan University, Guangzhou, China. All participants met the Diagnostic and Statistical Manual of Mental Disorders IV (DSM-IV) criteria, based on the Structured Clinical Interview for DSM-IV Patient Edition [48]. The clinical state of each patient was assessed using the 24-item Hamilton Depression Rating Scale (HDRS) [49] and the Young Mania Rating Scale (YMRS) [50], during the 7-day period prior to the imaging session. Patients with UD were included if they had a 24-item HDRS total score>18. Depressed patients with BD were included if they had an YMRS total score<7, and a 24-item HDRS total score>18. Patients were excluded from the study if they had any other axis-I psychiatric disorders, a history of organic brain syndrome, neurological disorders, mental retardation, cardiovascular diseases, alcohol/ substance abuse, pregnancy, and/or any physical illness. None of the patients had ever undergone electroconvulsive therapy prior to enrollment in the study. At the time of the study, 20 patients in the depressive BD-II group and 23 patients in the UD group were either medication-naïve or had been unmedicated for at least 5 months. The remaining patients with depressive BD-II were actively taking antidepressants (duloxetine or paroxetine), and/or mood stabilizers (lithium or sodium valproate), and/or atypical antipsychotic medications (olanzapine or risperidone). The remaining patients with UD were actively taking antidepressants (duloxetine or paroxetine). The treatment duration for these patients with depressive BD-II and UD was ≤ 6 weeks. Ten of the 35 depressive BD-II patients reported at least a brief history of psychotic symptoms.

Forty healthy controls (HC) were recruited by local advertisements. They were carefully screened through a diagnostic interview, according to the Structured Clinical Interview for DSM-IV Non-patient Edition, to exclude the presence of current or past history of substance abuse/dependence or any mental disorder in them or in first-degree relatives. Further exclusion criteria for HC comprised any history of cerebrovascular disease, past head injury, epilepsy, migraine, hypertension, diabetes, or other types of disorders that potentially affect the central nervous system. All participants were right-handed and were subjected to magnetic resonance imaging (MRI) scanning within 48 h of initial contact. This preliminary study was conducted in accordance with the Declaration of Helsinki (1989) and was approved by the ethics committee of the First Affiliated Hospital of Jinan University, China. All participants were enrolled between January 2013 and May 2014, upon providing written informed consent. Two senior clinical psychiatrists confirmed that all subjects exhibited the ability to consent to participate in the examination.

▪ MRI techniques

Experiments were conducted on a 3-Tesla MRI system (Discovery MR 750 System, GE Healthcare, WI, USA) with an eight-channel phased-array head coil. Subjects were scanned in a supine, head-first position with cushions symmetrically placed on both sides of the head to decrease motion.

The DKI experiments were performed using a twice-refocused spin echo (TRSE) diffusion sequence with 15 different diffusion encoding directions, using an optimized sampling strategy. For each direction, six b-values (b=0, 500, 1000, 1500, 2000 and 2500 s/mm2) were used according to prior literature reports [29,30,33]. Other imaging parameters were as follows: repetition time (TR)=4500 ms; echo time (TE)=106.8 ms; field of view (FOV)=256 × 256 mm2; matrix=128×128; parallel imaging factor of 2 with 24 k-lines used as references; number of averages=2; slice thickness=2 mm; and voxel size 2 × 2 × 2 mm3. The total scan duration for the DKI sequence was 12 min 5 s. 3D ASL was performed using a pseudocontinuous arterial spin labeling (pCASL) period of 1500 ms, with a post-labeling delay time of 1525 ms (TR=4632 ms; TE=10.5ms; FOV=24 × 24 cm2; slice thickness=4 mm). Whole-brain images were obtained with an interleaved 3D stack of spiral fast spin-echo sequence and background suppression. Multiarm spiral imaging was used, with eight arms and 1024 points acquired on each arm. A high level of background suppression was achieved using four separate inversion pulses that were spaced around the pseudo-continuous labeling pulse. The entire process took 4 min 29 s to complete, including proton attenuation. Moreover, a three-dimensional brain volume imaging (3D BRAVO) sequence, covering the entire brain, was used for structural data acquisition with: TR/TE=8.2 ms/3.2 ms; slice thickness=1.0 mm; gap=0 mm; matrix=256×256; FOV=24×24 cm2; NEX=1; flip angle=12º; bandwidth=31.25 Hz; and acquisition time=3 min 45 s. Routine MRI examination images were also collected to exclude anatomic abnormalities (i.e., T1-weighted, T2- weighted, diffusion-weighted MRI, and T2/ fluid-attenuated inversion recovery images). Two experienced radiologists analyzed the routine MRI scans and found no abnormalities.

▪ Data processing

The data were transferred to a dedicated workstation (General Electric Advantage Workstation 4.5), where the DKI and 3D ASL data were post-processed using Functool software [51,52] version 9.4.05a. The Functool program corrected echo planar imaging (EPI) distortion and eddy current. The diffusion and kurtosis tensors were calculated using the DKI model described by Jensen et al. [30,33], which was embedded within the Functool software. The key relationship was as follows:

image (1)

where S(b) is the signal intensity at the echo time; Dapp is the apparent diffusion coefficient; and Kapp is the apparent diffusion kurtosis. The parameter b is determined by the standard expression image, where γ is the proton gyromagnetic ratio. When performing the expansion of equation [1], b is assumed to vary with the gradient strength g, while the timing parameters δ and Δ remain fixed. Dapp is an estimate for the diffusion coefficient in the direction parallel to the orientation of diffusion-sensitizing gradients; Kapp is an estimate for the diffusion kurtosis in the same direction [33]. Using the DKI protocol, both kurtosis parameters (including mean kurtosis [MK], axial kurtosis [Ka], and radial kurtosis [Kr]) and diffusion parameters (e.g., fractional anisotropy [FA], mean diffusivity [MD], axial diffusivity [Da], and radial diffusivity [Dr]) could be obtained. The DKI-derived estimates of the diffusion indexes (FA, MD, Da, and Dr) are generally more accurate than those obtained using conventional DTI, because of the inclusion of non-Gaussian effects [53]. Details for the computation of these metrics have been described in previous studies [29-31].

The kinetic model for 3D ASL, as proposed by Alsop and Detre, was used in the present study[54]. Further, a term for finite labeling duration [55] was included, and incomplete recovery of the tissue signal in the reference image [due to the saturation performed tsat (2000 ms)] was corrected before imaging56. Quantitative CBF maps were generated using the following equation [56,57]:

image (2)

where CBF is the cerebral blood flow; T1b is the T1 relaxation time of the blood (1600 ms) in 3.0 T; T1g represents the T1 relaxation time of the gray matter (1200 ms) in 3.0 T; tsat is the duration of saturation pulse performed before imaging (2000 ms); α is the labeling efficiency (0.8); λ is the brain/blood partition coefficient (0.9); τ is the labeling duration (1500 ms); and ω is the post-labeling delay time (1525 ms). The inversion slab is 22 mm below the acquired volume. Resolution of pCASL data is 3.7 mm (FOV 24 cm; reconstructed matrix: 64 × 64).

Region of interest (ROI)-drawing methods were based on the ROI analyses of Xueying et al. and He et al. [58,59], and were determined by two independent neuroradiologists (LPZ and YW, with 5 and 9 years of experience, respectively) who were blinded to the patient or control status. For each subject, DKI, 3D ASL, and 3D BRAVO images were merged with each other. ROIs were manually placed at the maximum level of the bilateral red nucleus. Considering the relatively low resolution of the DKI and CBF maps, high-resolution 3D BRAVO images and T2- weighted images were selected to merge with the DKI and CBF maps, using DKI and CBF as the reference images. The b0 images (which are essentially T2-weighted images) (Table 1a) and T2-weighted images for the slices with bilateral red nucleus were used to illustrate how and where the ROIs were drawn in DKI and 3D ASL images. First, ROIs were drawn carefully according to the morphology of the red nucleus (hypointense) on the b0 and T2- weighted images. For each subject, ROI sizes were found to be identical in the left and right red nuclei, using the mirror symmetry tools from the Functool software. However, the size of the red nucleus differed among the subjects; thus, the ROIs were not identical. The area of the red nucleus ranged from 55 to 79 mm2. Major vascular structures and artifacts were avoided in placing the ROIs. All ROIs of DKI parameters were then transferred to the maps of MK, Ka, Kr, FA, MD, Da and Dr (Table 1b–h), while the ROIs of 3D ASL were transferred to the maps of CBF (Table 1i) for measurement.

  BD-II UD HC Statistic
n=35 n=29 n=40
Gender(male/female) 18/17 12/17 21/19 χ2=0.953 P=0.621
Age(years) 30.31(10.07) 33.41(9.05) 32.50(12.21) F=0.719 P=0.490
Education(years) 13.31(3.20) 13.17(3.01) 14.43(3.34) F=1.553 P=0.217
Duration of illness(months) 41.77(39.56) 35.30(48.74) n/a t=0.591 P=0.556
Age of illness Onset(years) 25.78(9.11) 28.96(7.17) n/a t=1.693 P=0.095
HDRS-24 score (points) 25.73(5.36) 24.81(5.27) n/a t=-0.446 P=0.657
YMRS score (points) 2.68(1.15) 2.13(1.15) n/a t=-1.887 P=0.063
Number of past manic/depressive episodes 2.02(2.01) 3.08(5.85) n/a n n

Table 1: The characteristics of the participants.

▪ Statistical analysis

Statistical analyses were performed using SPSS for Windows software, version 17.0 (SPSS Inc., IL, USA). Distributions of age and years of education among the three groups were compared using one-way analysis of variance. The chi-squared test was used to compare gender distributions. Multivariate analysis of variance (MANOVA) with Bonferroni pairwise comparison tests was performed to compare the DKI parameters and CBF values of the ROIs among depressive BDII, UD, and HC groups in the left and right red nuclei, as well as among the unmedicated depressive BD-II (n=20), UD (n=23), and HC (n=40) subjects; it was then adjusted for age, with sex and group as fixed factors. Pearson correlation coefficients were used to assess the correlation between patient clinical variables and their DKI/3D ASL parameters, as well as to assess the correlation between the size of the red nucleus and the DKI/3D ASL parameters. Asymmetry indexes were calculated using the formula (R − L)/(R + L) × 100 36, for the direct evaluation of lateralization of each DKI- and 3D ASL-generated parameter among the three groups. Inter-rater reliability was assessed using the intraclass correlation coefficient (ICC) analysis. A P-value of < 0.05 was considered to be statistically significant.

Results

▪ Participant characteristics

Table 1 shows the characteristics and clinical data of all study participants. No significant differences were noted among the three groups regarding the age, gender, or education levels of the subjects. The two depressed groups were matched for severity of depression, duration of illness, and age of illness onset.

▪ Inter-rater reliability analysis

The ICC analysis revealed a significantly high α value, which was > 0.70 in the ROIs; the ICC value was approximately 1 (P < 0.05). Hence, all measurements were regarded as reliable among different raters (Table 2) and average values were used for subsequent statistical analyses.

RN MK Ka Kr FA MD Da Dr CBF
L R L R L R L R L R L R L R L R
α 0.964 0.978 0.934 0.926 0.976 0.966 0.976 0.965 0.962 0.965 0.954 0.973 0.972 0.978 0.973 0.970
ICC 0.931 0.957 0.876 0.862 0.954 0.934 0.950 0.931 0.916 0.920 0.913 0.946 0.934 0.950 0.949 0.942
P 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000

Table 2: Inter-rater reliability of DKI and 3D ASL parameters in the red nucleus.

▪ Group differences in the parameters generated from DKI

Table 3 presents the DKI parameters of the three groups (Figure 2a-n). MANOVA revealed significant differences in MK and Kr among the three groups. Pairwise comparisons revealed that the UD group exhibited significantly decreased MK (P=0.015, Bonferroni-corrected) and Kr (P=0.048, Bonferroni-corrected) in the left red nucleus, compared with the HC group. The depressive BD-II group solely exhibited significantly decreased MK (P=0.030, Bonferroni-corrected) in the right red nucleus, compared with the HC group. No significant changes were observed in the remaining DKI parameters (in the ROIs) among the three groups. The results of comparisons of the DKI parameters between unmedicated patients with depressive BD-II (n=20) or with UD (n=23), and comparisons of these patients’ parameters with those of HC (n=40) subjects, are included in the supplemental information (Table S1).

neuropsychiatry-red-nucleus

Figure 1a-i: ROIs of the red nucleus on axial b0 image. (b-h) ROIs of the red nucleus on corresponding MK, Ka, Kr, FA, MD, Da, Dr map. (i) ROIs of the red nucleus on CBF map which merged with T2-weighted image.

neuropsychiatry-right-red

Figure 2a-p: group differences of the parameters generated from DKI in the left and right red nucleus respectively. * P < 0.05.
ABB: MK: mean kurtosis; Ka: axial kurtosis; Kr: radial kurtosis; FA: fractional anisotropy; MD: mean diffusivity; Da: axial diffusivity; Dr: radial diffusivity; BD: bipolar disorder; UD: unipolar depression; HC: healthy controls.
The units for MD, Da and Dr are all μm2/ms; MK, Ka, Kr and FA are dimensionless parameters.

  Side Group Manova Pairwise comparisons (P value)
BD-II(n=35) UD(n=29) HC(n=40) F P UD vs BD-II UD vs HC BD-II vs HC
Red nucleus
MK left 1.04(0.07) 1.02(0.07) 1.07(0.06) 4.401 0.015 0.651 0.015* 0.180
right 1.03(0.08) 1.02(0.09) 1.06(0.06) 3.858 0.024 0.998 0.144 0.030*
Ka left 0.83(0.05) 0.80(0.05) 0.82(0.05) 1.068 0.347 0.457 1.000 1.000
right 0.82(0.05) 0.82(0.05) 0.82(0.04) 0.073 0.930 1.000 1.000 1.000
Kr left 1.33(0.19) 1.26(0.20) 1.38(0.20) 3.001 0.054 0.388 0.048* 0.857
right 1.29(0.21) 1.28(0.21) 1.38(0.18) 2.758 0.068 1.000 0.166 0.138
FA left 0.39(0.06) 0.39(0.05) 0.40(0.06) 0.106 0.421 1.000 1.000 1.000
right 0.40(0.05) 0.39(0.05) 0.40(0.06) 0.096 0.909 1.000 1.000 1.000
MD left 0.89(0.05) 0.90(0.07) 0.90(0.04) 0.344 0.710 1.000 1.000 1.000
right 0.90(0.06) 0.90(0.06) 0.90(0.04) 0.264 0.769 1.000 1.000 1.000
Da left 1.29(0.09) 1.30(0.14) 1.29(0.09) 0.191 0.826 1.000 1.000 1.000
right 1.30(0.09) 1.30(0.12) 1.31(0.10) 0.130 0.878 1.000 1.000 1.000
Dr left 0.70(0.06) 0.70(0.06) 0.70(0.05) 0.368 0.693 1.000 1.000 1.000
right 0.70(0.06) 0.71(0.06) 0.70(0.05) 0.260 0.772 1.000 1.000 1.000

Table 3: Comparison of DKI parameters in the red nucleus in patients with depressive BD-II, UD and HC subjects.

▪ Group differences in CBF

Table 4 presents the results of CBF in depressive BD-II, UD, and HC groups (Figure 2o-p). MANOVA and pairwise comparisons revealed that there were no significant changes in CBF in the bilateral red nucleus among the three groups. The results of comparisons of CBF between unmedicated patients with depressive BD-II (n=20) or with UD (n=23), and comparisons of these patients’ parameters with those of HC (n=40) subjects, are included in the supplemental information (Table S2).

  Side Group Manova Pairwise comparisons (P value)
BD-II(n=35) UD(n=29) HC(n=40) F p UD vs BD-II UD vs HC BD-II vs HC
CBF of Red nucleus left 50.88(9.56) 51.72(8.19) 54.37(9.32) 1.763 0.176 1.000 0.681 0.212
right 49.92(9.66) 50.28(8.78) 53.28(9.89) 1.619 0.202 1.000 0.570 0.284

Table 4: Comparison of the CBF from 3D ASL in the red nucleus in patients with depressive BD-II, UD and HC subjects.

▪ Group differences of the asymmetry index of DKI and 3D ASL parameters

Table 5 reveals that there were no significant differences in the asymmetry index of each DKIor 3D ASL-generated parameter among the three groups.

  group ANOVA Post hoc Bonferroni corrected p value
BD-II(n=35) UD(n=29) HC(n=40) F p UD vs BD-II UD vs HC BD-II vs HC
Red nucleus
MK -0.95(2.59) 0.06(2.77) -0.32(2.06) 1.432 0.243 0.335 1.000 0.729
Ka -0.67(3.16) 0.71(3.03) 0.21(3.34) 1.581 0.211 0.290 1.000 0.634
Kr -1.75(5.44) 0.90(5.28) 0.12(3.77) 2.780 0.067 0.100 1.000 0.229
FA 0.02(0.06) 0.00(0.06) 0.00(0.05) 0.657 0.520 1.000 1.000 0.851
MD 0.02(0.00) 0.00(0.02) 0.00(0.02) 0.259 0.772 1.000 1.000 1.000
Da 0.01(0.03) 0.00(0.03) 0.01(0.03) 0.248 0.781 1.000 1.000 1.000
Dr -0.00(0.03) 0.00(0.03) 0.01(0.03) 0.552 0.577 1.000 1.000 0.919
CBF -0.95(4.25) -1.58(4.27) -1.12(2.09) 0.284 0.753 0.896 0.930 0.993

Table 5: Comparison of the asymmetry index of DKI parameters in the red nucleus in patients with depressive BD-II, UD and HC.

Correlation analysis

No significant correlations were observed between the DKI/3D ASL parameters in the bilateral red nucleus and the clinical variables (HDRS scores and illness duration) in the patients with either depressive BD-II or UD; moreover, no significant correlations were observed between the DKI/3D ASL parameters and the size of the bilateral red nucleus (Table S3 and Table S4 in the supplemental information).

Discussion

The present study was novel in that it directly compared the differences and similarities in the microstructural organization of the red nucleus among depressive BD-II patients, UD patients, and HC subjects, using DKI and 3D ASL. The principal finding of this study was that patients with UD exhibited microstructural abnormalities in the left red nucleus and patients with depressive BD-II exhibited microstructural abnormalities in the right red nucleus.

In the current study, MK and Kr in the left red nucleus in the UD group, as well as MK in the depressive BD-II group, were reduced compared with those in the HC group; this indicates the impairment of the red nucleus in these diseases. In DKI, MK is a dimensionless parameter that reflects the average degree of diffusion restriction, whereas Ka and Kr measure the kurtoses along directions that are respectively parallel and perpendicular to the principal diffusion direction [51]. MK is regarded as an index of tissue-microstructure complexity, which includes density, orientation, and degree of cell membrane organization, axon sheaths, and myelin layers [51]. A lower MK value suggests a loss of microstructural integrity [40], while a lower Kr value may reflect myelin injury [39,60]. Reduction of MK in BD-II and UD patients in the present study implied that the water diffusion in the red nucleus of the patients was less restricted than in the red nucleus of the HCs; further, it indicated a reduced microstructure complexity, which may be a result of the impairment of barrier cell structures in these areas. These processes, together with demyelination, may result in more free water diffusion in the radial direction; hence, a lower Kr [31,51] was observed in the left red nucleus in the UD group.

Interestingly, MK decreased significantly in the left red nucleus in the UD group, while it decreased significantly in the right red nucleus in the depressive BD-II group. Many previous studies have reported a certain degree of asymmetry in various parameters of BD or UD. For example, disrupted asymmetry of temporal lobe function was revealed by magnetoencephalography [36] in BD patients; the cerebral perfusion [61] and the magnetization transfer ratio [62] both showed an asymmetric pattern in these patients. However, the present study revealed that the asymmetry index of each parameter that was generated by DKI and 3D ASL, using the formula (R − L)/(R + L) × 100, did not differ among depressive BD-II, UD, and HC groups. Therefore, no significant difference was observed in the asymmetry among the three groups. Consistent with the present results, a recent resting-state fMRI study by Gunther et al. [63] also found that individuals high in social anhedonia demonstrated enhanced activation solely in the left red nucleus (as in our present UD results) in response to masked sad faces, relative to individuals low in social anhedonia; however, the mechanism was still unclear. Interestingly, the case report of secondary mania in a patient with solitary red nucleus infarction involved damage solely in the right red nucleus [24] (consistent with the present results of depressive BD-II). However, the present results should be interpreted with caution because there is still insufficient evidence to distinguish the different roles of the left and right red nucleus in UD and depressive BD-II. It is noTable that microstructural impairment was detected in the red nucleus in the individuals with depression (including depressive BD-II and UD). We will further verify these results in larger samples, using multiple neuroimaging techniques, in future studies.

However, 3D ASL revealed no significant changes in CBF in the bilateral red nucleus among the three groups. Thus far, few studies have used structural neuroimaging combined with functional techniques to analyze BD or UD patients, and the relationship between microstructural changes and the blood flow of the red nucleus remains unclear; this lack of clarity may be a result of functional compensation after initial microstructure impairment. However, further studies are needed to confirm this speculation. No significant correlations were found between the DKI/3D ASL parameters in the bilateral red nucleus and the clinical variables (HDRS scores and illness duration) in patients with either depressive BD-II or UD; moreover, no significant correlations were found between the DKI/3D ASL parameters and the size of bilateral red nucleus. In summary, the findings of the present study provide further evidence for the involvement of red nucleus impairment in the pathophysiology of depressive BD-II and UD, and may potentially provide new insights into underlying neurobiological mechanisms of the two disorders. Further histological and imaging studies are needed to unveil the exact underlying mechanism.

The present pilot study had several limitations. First, the number of participants was small, although it was larger than the number of participants in many previous studies. Subtle differences between groups might have been detected with a larger sample size. Second, some patients included in the study were undergoing medication therapy prior to MRI scanning. Studies using patients who are newly diagnosed with depressive BD-II and UD (i.e., without medication) would be useful to exclude the effects of medication on the results. Third, the ROIs on the red nucleus were drawn manually, and the reproducibility of measurements was unclear. However, the ROIs were drawn by two of the authors, the rater bias was largely prevented by blinding, and the interclass correlation coefficients were 0.862–0.957. Fourth, the current study has not been stratified by age because of the small sample size. Aging may have effects on the red nucleus, such as volume reduction, increase of iron concentration [64], and higher microstructural complexity [17]. However, we matched the ages of the patient and control groups. In addition, age was used as a covariate in the statistical process to minimize the effect of age on the results. Fifth, because DKI demands high-b-value diffusion-weighted images, it is sensitive to noise. Consequently, the resolution of the acquired images was suboptimal to sustain sufficiently high signal-to-noise ratios and minimize the acquisition time. This might have led to partial volume effects, which could have reduced the sensitivity of the analysis. Sixth, in 3D ASL, only one post-labeling delay time (1525 ms) in pCASL was used, which might have influenced the evaluation of cerebral blood flow in some cases [52]. Seventh, multiple comparisons were used in the statistical analysis, which might increase the probability of the type I error. Therefore, further studies are needed to verify the present results. Finally, the present study was a cross-sectional study, although the patients with UD had no family history of BD. In the absence of longitudinal data, whether some patients might later be diagnosed with BD was not known.

In conclusion, the present study suggests that microstructural impairment in the red nucleus exists in BD-II and UD during the depressive period, which may provide new insights into the underlying neurobiological mechanisms of the two disorders.

Abbreviations

Da: Axial diffusivity; Ka: axial kurtosis; BD: bipolar disorder; CBF: cerebral blood flow; DSM-IV: Diagnostic and Statistical Manual of Mental Disorders IV; DKI: diffusion kurtosis imaging; DTI: diffusion tensor imaging: TE: echo time; FOV: field of view; FA: fractional anisotropy; HDRS: Hamilton Depression Rating Scale; HC: healthy controls; BD-II: hypomania depressive; ICC: intraclass correlation coefficient; MRI: magnetic resonance imaging; BD-I: mania; MD: mean diffusivity; MK: mean kurtosis; MANOVA: multivariate analysis of variance; pCASL: pseudocontinuous arterial spin labeling; Dr: radial diffusivity; Kr: radial kurtosis; ROI: region of interest; TR: repetition time; 3D ASL: threedimensional arterial spin labeling; 3D BRAVO: three-dimensional brain volume imaging; TRSE: twice-refocused spin echo; UD: unipolar depression; YMRS: Young Mania Rating Scale.

Conflict of Interest

The authors declare no Conflict of Interest.

Acknowledgments

This study was supported by the National Natural Science Foundation of China (81671670, 81501456, 81860306); the Planned Science and Technology Project of Guangzhou, China (201604020007, 201604020184, 201508020004); the Foundation of Gansu Provincial Hospital (17GSSY4-5). The funding organizations played no further role in the study design, data collection, analysis and interpretation, or the paper writing.

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